Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerrad Dalon Burford | 2199962 | 3 | 09/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Goldstein | 718572 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Charles Hahn | 1971318 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Anne Patrice Gallagher | 874651 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Victoria Walters Hayward | 2580017 | 1 | 08/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Lawrence McDaniel | 2225473 | 1 | 08/20/2001 | Customer Dispute | Closed-No Action | $7,130.00 | $0.00 | See FINRA Report |
| Robert James Mastrosimone | 2767741 | 5 | 08/06/2001 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Stephen D Guttenberg | 2455468 | 3 | 08/03/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 08/03/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| George Hayes Littrell | 2343900 | 2 | 07/24/2001 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |