Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Gerard Bitterly | 1030631 | 1 | 03/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruno Mazzotta | 1721711 | 2 | 03/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Vining | 2945065 | 4 | 02/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott David Ferguson | 1172069 | 1 | 02/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Hartman | 2463459 | 2 | 02/04/2002 | Customer Dispute | Closed-No Action | $19,500.00 | $0.00 | See FINRA Report |
| Kenneth Clark Jones | 2354947 | 2 | 01/18/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Alan Cowman | 1991594 | 3 | 12/10/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Gillis | 2400016 | 1 | 12/07/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cesar Martin Castelo | 2167568 | 4 | 11/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |