Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Eric Malone | 822859 | 3 | 05/31/2002 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Brad S Stanek | 2345834 | 3 | 05/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Clark Jones | 2354947 | 2 | 05/28/2002 | Customer Dispute | Closed-No Action | $18,409.00 | $0.00 | See FINRA Report |
| John Raymond Vita | 2049348 | 1 | 05/16/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| J Dorian McKelvy | 1201353 | 2 | 05/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brad S Stanek | 2345834 | 3 | 05/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Michael Onufro | 1045133 | 2 | 04/17/2002 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Hale | 2068694 | 1 | 04/16/2002 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Steven Nicholas Jaenichen | 2209252 | 4 | 04/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Hamilton Aebischer | 2437616 | 2 | 04/09/2002 | Customer Dispute | Closed-No Action | $106,000.00 | $0.00 | See FINRA Report |