Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Russell Yarnell | 1584902 | 1 | 08/06/2002 | Customer Dispute | Closed-No Action | $384,501.00 | $0.00 | See FINRA Report |
| Joseph Anthony Aldi | 2558960 | 2 | 08/02/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Autumn Buracker Yamamura | 2779252 | 1 | 08/02/2002 | Customer Dispute | Closed-No Action | $202,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Hoppie | 1427680 | 2 | 07/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 07/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sunil V Seth | 2285933 | 1 | 07/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Crimmins | 2330253 | 1 | 07/01/2002 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Robert Brian King | 2407898 | 1 | 07/01/2002 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Robin Zaft | 2765552 | 3 | 06/27/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Keegan | 2692783 | 10 | 06/01/2002 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |