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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 201-210 out of 333 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Larry Greg Fullmer1736666209/11/2002Customer DisputeClosed-No Action$506,250.00$0.00See FINRA Report
Jeffrey R Clements2388675109/05/2002Customer DisputeClosed-No Action$86,000.00$0.00See FINRA Report
Elif Lee3179033108/30/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Steven Michael Clay2749853108/26/2002Customer DisputeClosed-No Action$181,000.00$0.00See FINRA Report
Anthony John Callea3024090108/21/2002Customer DisputeClosed-No Action$6,000.00$0.00See FINRA Report
Randy Cintron2437144108/21/2002Customer DisputeClosed-No Action$6,000.00$0.00See FINRA Report
Dino Anthony Capitani1458169208/13/2002Customer DisputeClosed-No Action$500,000.00$0.00See FINRA Report
Lynn Ann Blanchard1393768108/08/2002Customer DisputeClosed-No Action$49,000.00$0.00See FINRA Report
Scott Frank Mahoney2202743108/06/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Anthony Zowine2215066308/06/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

333 Results

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