Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Paul German | 708952 | 1 | 10/30/2002 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Kris Andrew Rosado | 2502743 | 1 | 10/22/2002 | Customer Dispute | Closed-No Action | $62,000.00 | $0.00 | See FINRA Report |
| James J Minck | 1484377 | 1 | 10/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Paul Ganun | 2358305 | 4 | 10/15/2002 | Customer Dispute | Closed-No Action | $116,915.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 10/14/2002 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |
| Christopher McCrea Vane | 1769133 | 1 | 10/10/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Robert Harris | 1325264 | 2 | 10/02/2002 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Randall Arthur Ridenour | 720899 | 6 | 09/20/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Wayne Higgins | 810431 | 1 | 09/17/2002 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Steven Nicholas Jaenichen | 2209252 | 4 | 09/12/2002 | Customer Dispute | Closed-No Action | $497,880.00 | $0.00 | See FINRA Report |