Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard T Burns | 3024029 | 2 | 02/25/2019 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Christopher Shawn Beckett | 4816193 | 2 | 01/04/2019 | Customer Dispute | Closed-No Action | $59,350.00 | $0.00 | See FINRA Report |
| Robert Jarvis | 1585921 | 2 | 10/23/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Dailey | 6609473 | 1 | 10/19/2018 | Customer Dispute | Closed-No Action | $4,500.00 | $0.00 | See FINRA Report |
| David Ross Schaeffer | 1961413 | 2 | 10/15/2018 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 07/09/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Theodore Grimes Hart | 1766759 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Barrus | 3185713 | 1 | 10/02/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Kevin James Birkner | 5831301 | 1 | 09/15/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Aloysius Juracka | 708735 | 3 | 08/04/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |