Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| C Noel Williams | 2540177 | 4 | 07/09/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Ryan McCallum | 4949468 | 1 | 07/02/2018 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Theodore Grimes Hart | 1766759 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin James Birkner | 5831301 | 1 | 09/15/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Aloysius Juracka | 708735 | 3 | 08/04/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Nance | 1995912 | 1 | 06/13/2017 | Customer Dispute | Closed-No Action | $524,344.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 10/19/2016 | Customer Dispute | Closed-No Action | $35,418.00 | $0.00 | See FINRA Report |
| George Stone | 6150265 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Moira L. Patterson | 4275847 | 1 | 05/19/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |