Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James T Wrenn | 1639968 | 1 | 06/02/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Oliver Norwood | 1472851 | 3 | 04/22/2003 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Alice Bernice Chow | 1629566 | 2 | 04/15/2003 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Jack Zager | 1042704 | 3 | 03/19/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Galanis | 2206466 | 2 | 03/10/2003 | Customer Dispute | Closed-No Action | $36,342.10 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 02/16/2003 | Customer Dispute | Closed-No Action | $153,502.00 | $0.00 | See FINRA Report |
| Jonathan Scott Leopold | 1729492 | 4 | 02/13/2003 | Customer Dispute | Closed-No Action | $26,587.00 | $0.00 | See FINRA Report |
| Michael Alan Leopold | 1402960 | 1 | 02/13/2003 | Customer Dispute | Closed-No Action | $26,587.00 | $0.00 | See FINRA Report |
| Nicole M Rudd | 3166871 | 2 | 11/13/2002 | Customer Dispute | Closed-No Action | $140,000.00 | $0.00 | See FINRA Report |
| Martin Richard Bank | 2425369 | 2 | 11/06/2002 | Customer Dispute | Closed-No Action | $164,000.00 | $0.00 | See FINRA Report |