Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael G Burns | 1400942 | 1 | 01/02/2004 | Customer Dispute | Closed-No Action | $42,500.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 12/17/2003 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Russell Don Kelley | 1806847 | 2 | 12/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robbie Adrianus Derooy | 728460 | 5 | 12/02/2003 | Customer Dispute | Closed-No Action | $104,829.00 | $0.00 | See FINRA Report |
| Bennett Charles Firestein | 2515280 | 1 | 11/24/2003 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Clauss | 2224287 | 1 | 11/18/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 11/03/2003 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| David Michael Osborn | 1518891 | 1 | 10/22/2003 | Customer Dispute | Closed-No Action | $152,000.00 | $0.00 | See FINRA Report |
| Kurt Evan Meyer | 1563445 | 3 | 10/15/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 09/23/2003 | Customer Dispute | Closed-No Action | $915,000.00 | $0.00 | See FINRA Report |