Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Luis Abuin | 1811431 | 2 | 05/21/2004 | Customer Dispute | Closed-No Action | $87,000.00 | $0.00 | See FINRA Report |
| Patrick Brian Shook | 3233379 | 2 | 04/25/2004 | Customer Dispute | Closed-No Action | $5,801.00 | $0.00 | See FINRA Report |
| Dan Kevin Walter Schwala | 1303843 | 3 | 03/05/2004 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Brett Michael Singer | 1455515 | 1 | 03/04/2004 | Customer Dispute | Closed-No Action | $97,072.00 | $0.00 | See FINRA Report |
| Barry M Cohen | 2965213 | 3 | 03/01/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Blaine Joseph Willenborg | 2880708 | 3 | 02/05/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dino Eugene Carfora | 732936 | 2 | 02/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dvora Lange Callahan | 1056848 | 1 | 01/28/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Derrick Temon Jackson | 4541543 | 2 | 01/28/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sheila Terry Cromwell | 852636 | 3 | 01/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |