Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Gannon | 1026077 | 2 | 12/10/2004 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Simpson | 1732557 | 2 | 12/08/2004 | Customer Dispute | Closed-No Action | $337,756.00 | $0.00 | See FINRA Report |
| Alan Joseph Tangreti | 1216001 | 3 | 11/05/2004 | Customer Dispute | Closed-No Action | $50,841.00 | $0.00 | See FINRA Report |
| E Mason Cockrell | 1098656 | 2 | 10/19/2004 | Customer Dispute | Closed-No Action | $274,738.00 | $0.00 | See FINRA Report |
| Scott Daniel Johnston | 2907462 | 1 | 10/06/2004 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jerry Allan Eades | 1094066 | 4 | 09/16/2004 | Customer Dispute | Closed-No Action | $14,501.00 | $0.00 | See FINRA Report |
| Dennis Scott Sappington | 2353322 | 1 | 09/13/2004 | Customer Dispute | Closed-No Action | $315,000.00 | $0.00 | See FINRA Report |
| James Seto | 3272010 | 1 | 08/04/2004 | Customer Dispute | Closed-No Action | $173,165.00 | $0.00 | See FINRA Report |
| Robert William Harvie | 2101420 | 2 | 07/02/2004 | Customer Dispute | Closed-No Action | $500,131.00 | $0.00 | See FINRA Report |
| Sergio Anthony Piccinich | 2302602 | 2 | 06/28/2004 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |