Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Russell Adams | 2241959 | 3 | 08/08/2005 | Customer Dispute | Closed-No Action | $122,000.00 | $0.00 | See FINRA Report |
| Carlos Aurelio Alvarado | 1272824 | 6 | 05/31/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Blaine Joseph Willenborg | 2880708 | 3 | 05/16/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeremy Michael Rayburn | 2970106 | 1 | 04/20/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 03/22/2005 | Customer Dispute | Closed-No Action | $24,007.00 | $0.00 | See FINRA Report |
| James Brian Bienvenu | 1493058 | 2 | 03/11/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Edward O'Dell | 2314217 | 4 | 02/09/2005 | Customer Dispute | Closed-No Action | $75,050.40 | $0.00 | See FINRA Report |
| Richard V Granger | 2968731 | 1 | 12/20/2004 | Customer Dispute | Closed-No Action | $5,886.00 | $0.00 | See FINRA Report |
| Richard Winkler | 2105650 | 1 | 12/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph George Gatti | 865283 | 1 | 12/10/2004 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |