Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth William Henry | 1499801 | 1 | 05/02/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gordon H Hamilton | 1685613 | 3 | 04/11/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Joseph Crowe | 1385662 | 3 | 03/20/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Padden Mulvaney | 1207662 | 1 | 02/10/2006 | Customer Dispute | Closed-No Action | $34,696.00 | $0.00 | See FINRA Report |
| Michelle Parretti | 2351530 | 3 | 01/26/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven J Allison | 4516853 | 1 | 12/14/2005 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 11/29/2005 | Customer Dispute | Closed-No Action | $233,412.00 | $0.00 | See FINRA Report |
| Tommy Thomas Mills | 2184666 | 1 | 10/24/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marc W Baumgaertel | 1856979 | 2 | 09/26/2005 | Customer Dispute | Closed-No Action | $68,000.00 | $0.00 | See FINRA Report |
| Gregory Griffin | 1126652 | 1 | 08/15/2005 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |