Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Claire Siegel | 1434172 | 3 | 06/22/2007 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Donald Malcolm Kerr | 1583146 | 4 | 03/13/2007 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
| Joseph R McHugh | 2908284 | 1 | 02/16/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Workman Evans III | 1024353 | 2 | 01/30/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Brackett | 704973 | 3 | 12/11/2006 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Jack Wong | 4210410 | 2 | 10/23/2006 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Gregory William Kennedy | 1882220 | 5 | 09/22/2006 | Customer Dispute | Closed-No Action | $47,000.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 07/19/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Carl Groose | 4867935 | 2 | 05/25/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Nathan Bodkins | 1250885 | 4 | 05/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |