Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Jones Campbell | 39248 | 1 | 02/19/2008 | Customer Dispute | Closed-No Action | $178,000.00 | $0.00 | See FINRA Report |
| John Craig Lopez | 1530905 | 2 | 02/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia S Metz | 1089172 | 1 | 02/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Manning Hendrick | 2343910 | 4 | 02/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Howard Liebman | 1228868 | 1 | 01/11/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Scott Pearlstein | 3114997 | 1 | 11/27/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 08/15/2007 | Customer Dispute | Closed-No Action | $52,274.00 | $0.00 | See FINRA Report |
| W Morgan Fister | 3054767 | 1 | 07/31/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Jon Tuscano | 2966913 | 1 | 07/25/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joanne Marie Daly | 4970423 | 1 | 07/09/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |