Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter J Stocker | 2165535 | 2 | 04/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chad Johns Essington | 2905675 | 1 | 04/15/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael M Darley | 3177465 | 2 | 04/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Scaraggi | 2882838 | 1 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Kartheiser | 4251976 | 1 | 03/18/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Schnack Lee | 1977768 | 1 | 03/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Yash Vijay Dalal | 3131666 | 1 | 03/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Thomas McCarthy | 867748 | 2 | 03/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Moreno | 4583769 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Spencer Blair Rosman | 1796770 | 2 | 02/26/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |