Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Neunuebel | 1798404 | 2 | 05/09/2003 | Customer Dispute | Award / Judgment | $571,000.00 | $150,000.00 | See FINRA Report |
| David Harrison Rascoe | 2120849 | 1 | 02/07/2003 | Customer Dispute | Award / Judgment | $700,000.00 | $112,000.00 | See FINRA Report |
| Kenneth Gregory Stewart | 2263310 | 3 | 01/31/2003 | Customer Dispute | Award / Judgment | $200,000.00 | $30,000.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 01/30/2003 | Customer Dispute | Award / Judgment | $285,925.00 | $48,200.00 | See FINRA Report |
| Mark Richard Grimme | 2457116 | 1 | 01/21/2003 | Customer Dispute | Award / Judgment | $145,870.00 | $125,000.00 | See FINRA Report |
| Kelly E Dougherty | 1031829 | 2 | 01/13/2003 | Customer Dispute | Award / Judgment | $500,000.00 | $27,234.90 | See FINRA Report |
| Patricia Ellen Selin | 1615752 | 2 | 01/09/2003 | Customer Dispute | Award / Judgment | $335,000.00 | $116,665.00 | See FINRA Report |
| Daniel Stanley Derisio | 1808153 | 2 | 01/08/2003 | Customer Dispute | Award / Judgment | $140,000.00 | $0.00 | See FINRA Report |
| Howard Craig Waltuch | 1557590 | 2 | 12/18/2002 | Customer Dispute | Award / Judgment | $61,692.00 | $36,156.80 | See FINRA Report |
| Afshin J Safavi | 1889562 | 2 | 08/26/2002 | Customer Dispute | Award / Judgment | $223,000.00 | $103,320.00 | See FINRA Report |