Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Vernon Coulter | 1210644 | 1 | 04/02/2004 | Customer Dispute | Award / Judgment | $349,285.00 | $91,103.00 | See FINRA Report |
| Merle Lynn Zislin | 1719217 | 3 | 02/02/2004 | Customer Dispute | Award / Judgment | $275,000.00 | $110,000.00 | See FINRA Report |
| Walter Thomas Harroll | 2607176 | 1 | 01/27/2004 | Customer Dispute | Award / Judgment | $9,600.00 | $6,500.00 | See FINRA Report |
| Patrick Christopher Lowe | 2745005 | 1 | 01/23/2004 | Customer Dispute | Award / Judgment | $3,786.66 | $4,026.66 | See FINRA Report |
| Christopher David Martin | 2683790 | 1 | 01/21/2004 | Customer Dispute | Award / Judgment | $125,000.00 | $50,000.00 | See FINRA Report |
| Daniel H Oshita | 1564725 | 2 | 10/29/2003 | Customer Dispute | Award / Judgment | $200,000.00 | $28,890.00 | See FINRA Report |
| Kenneth Mittelbrun | 2146358 | 1 | 08/18/2003 | Customer Dispute | Award / Judgment | $2,000,000.00 | $120,000.00 | See FINRA Report |
| David Earhart Lin | 1190186 | 1 | 07/28/2003 | Customer Dispute | Award / Judgment | $197,114.00 | $266,497.00 | See FINRA Report |
| Sandy E Toochin | 2188343 | 2 | 07/25/2003 | Customer Dispute | Award / Judgment | $0.00 | $21,700.00 | See FINRA Report |
| James Joseph Reilly | 2463281 | 6 | 05/30/2003 | Customer Dispute | Award / Judgment | $400,000.00 | $16,500.00 | See FINRA Report |