Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Carl Stoner | 2176764 | 1 | 01/31/2005 | Customer Dispute | Award / Judgment | $0.00 | $1,500.00 | See FINRA Report |
| Eileen Therese Stoner | 2790226 | 1 | 01/31/2005 | Customer Dispute | Award / Judgment | $0.00 | $1,500.00 | See FINRA Report |
| James Dunegan Harris | 833083 | 2 | 11/09/2004 | Customer Dispute | Award / Judgment | $85,000.00 | $127,759.00 | See FINRA Report |
| Michael Vincent Vallee | 1690492 | 5 | 11/08/2004 | Customer Dispute | Award / Judgment | $130,000.00 | $4,000.00 | See FINRA Report |
| Glenn Peter Mazzone | 1182593 | 1 | 11/05/2004 | Customer Dispute | Award / Judgment | $2,000,000.00 | $316,795.00 | See FINRA Report |
| Michael Jay Grace | 843053 | 2 | 10/28/2004 | Customer Dispute | Award / Judgment | $0.00 | $511,264.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 08/12/2004 | Customer Dispute | Award / Judgment | $500,000.00 | $200,000.00 | See FINRA Report |
| Douglas Scott Bean | 1659856 | 1 | 08/04/2004 | Customer Dispute | Award / Judgment | $4,000,000.00 | $1,200,000.00 | See FINRA Report |
| Michael Lewis Block | 3140825 | 1 | 06/21/2004 | Customer Dispute | Award / Judgment | $919,000.00 | $275,000.00 | See FINRA Report |
| Mijanou Malise Spurdle | 3210501 | 1 | 06/16/2004 | Customer Dispute | Award / Judgment | $22,156.10 | $5,500.00 | See FINRA Report |