Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William J Knowles | 722147 | 2 | 02/13/2009 | Customer Dispute | Award / Judgment | $199,675.00 | $72,000.00 | See FINRA Report |
| Douglas Benson Cochran | 2154121 | 4 | 11/19/2008 | Customer Dispute | Award / Judgment | $1,124,300.00 | $218,400.00 | See FINRA Report |
| Joseph Philipp Reap | 3027846 | 2 | 07/15/2008 | Customer Dispute | Award / Judgment | $200,000.00 | $60,000.00 | See FINRA Report |
| Matthew Beard Lord | 2293827 | 5 | 03/18/2008 | Customer Dispute | Award / Judgment | $1,000,000.00 | $50,000.00 | See FINRA Report |
| Ronald R Wetzel | 1550820 | 1 | 03/22/2007 | Customer Dispute | Award / Judgment | $70,000.00 | $1.00 | See FINRA Report |
| Susan Walters Morris | 2276283 | 1 | 11/28/2006 | Customer Dispute | Award / Judgment | $22,405.90 | $4,105.26 | See FINRA Report |
| Patricia Ann McGinley | 1104676 | 3 | 10/19/2006 | Customer Dispute | Award / Judgment | $19,572.90 | $1,197.75 | See FINRA Report |
| Carl Livingston Truluck | 1221254 | 1 | 10/02/2006 | Customer Dispute | Award / Judgment | $500,000.00 | $129,363.00 | See FINRA Report |
| Kenneth Henry Malloy | 1197795 | 2 | 10/14/2005 | Customer Dispute | Award / Judgment | $11,000,000.00 | $750,000.00 | See FINRA Report |
| Christopher Dean Montgomery | 2907130 | 2 | 04/18/2005 | Customer Dispute | Award / Judgment | $500,000.00 | $165,000.00 | See FINRA Report |