Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Frye Walker | 4190950 | 1 | 03/18/2012 | Customer Dispute | Award / Judgment | $25,554.20 | $25,704.20 | See FINRA Report |
| Edward John Buecker | 2927581 | 4 | 03/12/2012 | Customer Dispute | Award / Judgment | $21,000.00 | $15,061.00 | See FINRA Report |
| Matthew Michael Becker | 2528073 | 4 | 05/05/2011 | Customer Dispute | Award / Judgment | $21,000.00 | $0.00 | See FINRA Report |
| Scott J Mosberg | 3140572 | 1 | 08/24/2010 | Customer Dispute | Award / Judgment | $4,000,000.00 | $2,752,050.00 | See FINRA Report |
| Robert William Harvie | 2101420 | 2 | 08/17/2010 | Customer Dispute | Award / Judgment | $600,000.00 | $0.00 | See FINRA Report |
| Kent Alan Akins | 1445372 | 1 | 08/17/2010 | Customer Dispute | Award / Judgment | $600,000.00 | $0.00 | See FINRA Report |
| Lawrence Jay Kalish | 263422 | 3 | 07/12/2010 | Customer Dispute | Award / Judgment | $9,875,000.00 | $5,975,000.00 | See FINRA Report |
| Timothy William McNamara | 849515 | 2 | 06/03/2010 | Customer Dispute | Award / Judgment | $325,000.00 | $707,661.00 | See FINRA Report |
| Brian Jerome Warpinski | 3194095 | 2 | 05/28/2010 | Customer Dispute | Award / Judgment | $6,400,000.00 | $50,000.00 | See FINRA Report |
| Stephen D Guttenberg | 2455468 | 3 | 03/08/2010 | Customer Dispute | Award / Judgment | $40,000.00 | $0.00 | See FINRA Report |