Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tomer Rabizadeh | 5749099 | 1 | 11/30/2015 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
| Michael Ronald Louaillier | 312940 | 2 | 06/17/2015 | Customer Dispute | Award / Judgment | $195,867.00 | $170,062.00 | See FINRA Report |
| David Harrison Smith | 3109241 | 1 | 11/03/2014 | Customer Dispute | Award / Judgment | $3,684,330.00 | $45,989.70 | See FINRA Report |
| Gerald Joseph O'Connell | 1174073 | 1 | 06/11/2014 | Customer Dispute | Award / Judgment | $439,841.00 | $0.00 | See FINRA Report |
| Elizabeth Marie Smith | 1562664 | 1 | 06/10/2013 | Customer Dispute | Award / Judgment | $73,135.00 | $69,765.00 | See FINRA Report |
| Edward Albert Glenn | 1157954 | 1 | 04/29/2013 | Customer Dispute | Award / Judgment | $0.00 | $21,784.70 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 01/18/2013 | Customer Dispute | Award / Judgment | $100,000.00 | $19,148.00 | See FINRA Report |
| Justin Andrew Jenniges | 5153904 | 1 | 01/14/2013 | Customer Dispute | Award / Judgment | $0.00 | $44,400.00 | See FINRA Report |
| Edwin Rodriguez | 1952747 | 4 | 12/13/2012 | Customer Dispute | Award / Judgment | $45,000.00 | $64,854.10 | See FINRA Report |
| Philip Edward Yellovich | 1992196 | 2 | 10/12/2012 | Customer Dispute | Award / Judgment | $21,867.30 | $5,466.82 | See FINRA Report |