Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Lee Tonkovich | 5256792 | 1 | 04/12/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Sherman | 2233839 | 3 | 06/01/2018 | Customer Dispute | Award / Judgment | $32,550.00 | $0.00 | See FINRA Report |
| James Francis Willer | 467367 | 1 | 03/14/2018 | Customer Dispute | Award / Judgment | $667,725.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 02/22/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Alan Michael Hess | 734166 | 3 | 12/22/2017 | Customer Dispute | Award / Judgment | $310,332.00 | $173,202.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 09/25/2017 | Customer Dispute | Award / Judgment | $41,493.00 | $0.00 | See FINRA Report |
| David Ross Searcy | 2264199 | 5 | 12/08/2016 | Customer Dispute | Award / Judgment | $0.00 | $83,192.60 | See FINRA Report |
| Patrick F Henry | 1375424 | 2 | 09/19/2016 | Customer Dispute | Award / Judgment | $8,612.50 | $690.00 | See FINRA Report |
| Stephen Jay Taft | 1927300 | 3 | 08/24/2016 | Customer Dispute | Award / Judgment | $525,973.00 | $0.00 | See FINRA Report |
| Steven Philip Anderson | 1254635 | 1 | 04/25/2016 | Customer Dispute | Award / Judgment | $1,898,870.00 | $128,000.00 | See FINRA Report |