Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Evan Siegel | 1291367 | 1 | 05/04/1995 | Customer Dispute | Award / Judgment | $15,542.50 | $7,500.00 | See FINRA Report |
| Jeffrey Stuart Cole | 1602829 | 1 | 03/14/1995 | Customer Dispute | Award / Judgment | $10,000.00 | $4,421.26 | See FINRA Report |
| Emily Field Cary | 727074 | 1 | 03/02/1995 | Customer Dispute | Award / Judgment | $25,000.00 | $33,069.40 | See FINRA Report |
| Carlos Francisco Fernandez | 2001383 | 3 | 02/07/1995 | Customer Dispute | Award / Judgment | $1,697.66 | $2,148.60 | See FINRA Report |
| Karen S Tekulsky | 1790479 | 1 | 02/07/1995 | Customer Dispute | Award / Judgment | $150,000.00 | $21,150.00 | See FINRA Report |
| Russell Lamar Clark | 2064968 | 3 | 01/31/1995 | Customer Dispute | Award / Judgment | $3,849.11 | $1,800.00 | See FINRA Report |
| Thomas Bernard Courtney | 1875184 | 1 | 01/11/1995 | Customer Dispute | Award / Judgment | $95,000.00 | $70,000.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 01/03/1995 | Customer Dispute | Award / Judgment | $0.00 | $16,400.00 | See FINRA Report |
| Thomas Patrick Cox | 1445836 | 3 | 10/14/1994 | Customer Dispute | Award / Judgment | $70,000.00 | $20,270.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 07/07/1994 | Customer Dispute | Award / Judgment | $1,668.99 | $1,344.37 | See FINRA Report |