Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Luis Duarte | 2247008 | 2 | 07/31/1996 | Customer Dispute | Award / Judgment | $23,768.00 | $17,000.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 06/03/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $0.00 | See FINRA Report |
| Scott Edward O'Dell | 2314217 | 4 | 04/15/1996 | Customer Dispute | Award / Judgment | $138,000.00 | $100,000.00 | See FINRA Report |
| Richard Joseph Conway | 52858 | 2 | 04/12/1996 | Customer Dispute | Award / Judgment | $24,000.00 | $10,983.00 | See FINRA Report |
| Michael Gerard Finizio | 1273682 | 2 | 03/21/1996 | Customer Dispute | Award / Judgment | $38,000.00 | $18,343.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 01/30/1996 | Customer Dispute | Award / Judgment | $41,000.00 | $6,500.00 | See FINRA Report |
| Timothy Stephen Hester | 1983782 | 2 | 01/01/1996 | Customer Dispute | Award / Judgment | $7,816.00 | $7,800.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 10/01/1995 | Customer Dispute | Award / Judgment | $1,000,000.00 | $160,000.00 | See FINRA Report |
| Raul Alberto Delaguardia | 1170174 | 2 | 08/21/1995 | Customer Dispute | Award / Judgment | $0.00 | $31,400.00 | See FINRA Report |
| Michael David Berger | 720732 | 2 | 05/10/1995 | Customer Dispute | Award / Judgment | $70,000.00 | $30,000.00 | See FINRA Report |