Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Richard Plachter | 1557830 | 3 | 10/02/1997 | Customer Dispute | Award / Judgment | $300,000.00 | $75,000.00 | See FINRA Report |
| Geoffrey Scott Paul | 1034573 | 3 | 09/29/1997 | Customer Dispute | Award / Judgment | $142,000.00 | $147,000.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 05/19/1997 | Customer Dispute | Award / Judgment | $0.00 | $170,000.00 | See FINRA Report |
| David Carlton Grove | 1146249 | 1 | 05/13/1997 | Customer Dispute | Award / Judgment | $1,283,480.00 | $39,000.00 | See FINRA Report |
| Thomas Hall Seabron | 735565 | 3 | 12/06/1996 | Customer Dispute | Award / Judgment | $1,645.06 | $1,650.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 11/05/1996 | Customer Dispute | Award / Judgment | $26,263.00 | $14,000.00 | See FINRA Report |
| Todd Leland Barlow | 1518250 | 1 | 10/21/1996 | Customer Dispute | Award / Judgment | $40,343.50 | $2,500.00 | See FINRA Report |
| Andrew Greg Kronitz | 1286544 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $3,732.50 | $5,045.00 | See FINRA Report |
| Todd Weston Acuff | 2377572 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $254,600.00 | $4,500.00 | See FINRA Report |
| Erick Eugene Gabler | 1597381 | 1 | 08/04/1996 | Customer Dispute | Award / Judgment | $0.00 | $2,562,740.00 | See FINRA Report |