Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Alejandro Guemes | 2277566 | 1 | 01/27/2000 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See FINRA Report |
| Vincenzo Costanzo | 2034704 | 4 | 01/06/2000 | Customer Dispute | Award / Judgment | $5,000,000.00 | $450,000.00 | See FINRA Report |
| Jonathan Eric Price | 1320734 | 1 | 06/15/1999 | Customer Dispute | Award / Judgment | $900.00 | $525.00 | See FINRA Report |
| Patrick M Petsche | 1973232 | 1 | 06/08/1999 | Customer Dispute | Award / Judgment | $121,137.00 | $26,905.00 | See FINRA Report |
| John Charles Daugherty | 2463445 | 2 | 02/08/1999 | Customer Dispute | Award / Judgment | $120,000.00 | $55,000.00 | See FINRA Report |
| Edward Howard Perkins | 1304417 | 1 | 01/07/1999 | Customer Dispute | Award / Judgment | $199,982.00 | $100,000.00 | See FINRA Report |
| Robert Weilt Sitton | 722902 | 3 | 10/14/1998 | Customer Dispute | Award / Judgment | $800,000.00 | $62,500.00 | See FINRA Report |
| Larry Edward Wachtel | 1723958 | 5 | 04/23/1998 | Customer Dispute | Award / Judgment | $50,000.00 | $43,990.00 | See FINRA Report |
| Manuel Antonio Rivero | 1902455 | 3 | 01/15/1998 | Customer Dispute | Award / Judgment | $17,126.50 | $17,126.00 | See FINRA Report |
| Laura Lee Kuechler | 1037194 | 2 | 11/26/1997 | Customer Dispute | Award / Judgment | $5,603.78 | $4,242.75 | See FINRA Report |