Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Paul Devito | 2716781 | 5 | 05/07/2001 | Customer Dispute | Award / Judgment | $60,179.00 | $15,000.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 04/02/2001 | Customer Dispute | Award / Judgment | $4,691.00 | $3,721.00 | See FINRA Report |
| Cindy Yamada Thomas | 1184310 | 1 | 01/03/2001 | Customer Dispute | Award / Judgment | $1,617.00 | $1,617.00 | See FINRA Report |
| Joseph Anthony Fezza | 1133552 | 5 | 12/11/2000 | Customer Dispute | Award / Judgment | $415,998.00 | $13,866.70 | See FINRA Report |
| Denise L Roberts | 1047082 | 1 | 11/06/2000 | Customer Dispute | Award / Judgment | $5,000,000.00 | $147,345.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 10/22/2000 | Customer Dispute | Award / Judgment | $75,000.00 | $12,000.00 | See FINRA Report |
| James L Mills | 2095231 | 2 | 08/11/2000 | Customer Dispute | Award / Judgment | $773,300.00 | $45,368.00 | See FINRA Report |
| Barry J Klein | 1207465 | 1 | 07/14/2000 | Customer Dispute | Award / Judgment | $63,754.00 | $44,605.00 | See FINRA Report |
| Todd Michael Powell | 2971962 | 2 | 04/28/2000 | Customer Dispute | Award / Judgment | $8,500.00 | $2,243.05 | See FINRA Report |
| David Aaron Cohen | 2187541 | 1 | 04/10/2000 | Customer Dispute | Award / Judgment | $216,027.00 | $81,608.40 | See FINRA Report |