Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gene Sperlinga | 2471775 | 10 | 03/04/2002 | Customer Dispute | Award / Judgment | $736,541.00 | $0.00 | See FINRA Report |
| Sandy E Toochin | 2188343 | 2 | 02/17/2002 | Customer Dispute | Award / Judgment | $207,229.00 | $33,000.00 | See FINRA Report |
| Jesse Gaudenio Vitagliano | 2843181 | 6 | 01/17/2002 | Customer Dispute | Award / Judgment | $70,000.00 | $0.00 | See FINRA Report |
| William Ware Gouldin | 1262721 | 2 | 12/17/2001 | Customer Dispute | Award / Judgment | $250,000.00 | $43,800.00 | See FINRA Report |
| Edward Arthur Dubilo | 844698 | 1 | 11/20/2001 | Customer Dispute | Award / Judgment | $950,000.00 | $797,227.00 | See FINRA Report |
| Frank Erwin Hill | 836595 | 1 | 11/20/2001 | Customer Dispute | Award / Judgment | $950,000.00 | $797,227.00 | See FINRA Report |
| Matthew Edwin Miller | 2406178 | 1 | 10/31/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $17,379.00 | See FINRA Report |
| Kenny Scott Hoover | 3157449 | 2 | 10/22/2001 | Customer Dispute | Award / Judgment | $243,000.00 | $125,000.00 | See FINRA Report |
| Steven Lesley Walter | 3106632 | 2 | 09/21/2001 | Customer Dispute | Award / Judgment | $22,467.80 | $13,625.30 | See FINRA Report |
| John T Martin | 2257821 | 2 | 05/08/2001 | Customer Dispute | Award / Judgment | $976,000.00 | $143,193.00 | See FINRA Report |