Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Butler | 1894450 | 9 | 08/20/2002 | Customer Dispute | Award / Judgment | $185,000.00 | $25,000.00 | See FINRA Report |
| Cyrus Gilbert Abbe | 1341767 | 1 | 08/08/2002 | Customer Dispute | Award / Judgment | $30,000.00 | $0.00 | See FINRA Report |
| David Owen Earle | 1362142 | 6 | 07/15/2002 | Customer Dispute | Award / Judgment | $10,735,000.00 | $50,793.80 | See FINRA Report |
| Alice Bernice Chow | 1629566 | 2 | 07/12/2002 | Customer Dispute | Award / Judgment | $1,333,190.00 | $62,028.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 07/09/2002 | Customer Dispute | Award / Judgment | $3,476.42 | $2,190.87 | See FINRA Report |
| Howard K Wen | 2833693 | 6 | 06/25/2002 | Customer Dispute | Award / Judgment | $175,000.00 | $67,500.00 | See FINRA Report |
| Grant Wahe Lee | 1294336 | 1 | 06/03/2002 | Customer Dispute | Award / Judgment | $1,331,740.00 | $51,446.00 | See FINRA Report |
| David A Tonk | 1777882 | 1 | 05/31/2002 | Customer Dispute | Award / Judgment | $836,300.00 | $0.00 | See FINRA Report |
| Kevin Alan Baranczyk | 3020845 | 1 | 04/10/2002 | Customer Dispute | Award / Judgment | $55,421.00 | $30,000.00 | See FINRA Report |
| Mark Clayton Callaway | 1127041 | 1 | 04/02/2002 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,523,960.00 | See FINRA Report |