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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary R Gygi1577760410/23/2017Customer DisputeSettled$375,000.00$0.00See FINRA Report
Gary R Gygi1577760409/27/2017Customer DisputeSettled$130,000.00$0.00See FINRA Report
Gary R Gygi1577760408/23/2007RegulatoryFinal$0.00$0.00See FINRA Report
Gary R Gygi1577760409/25/2000Customer DisputeSettled$60,963.00$0.00See FINRA Report

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