Our Staff has compiled our research into a database of FINRA Broker Disclosures for Institutional Cash Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lacey Diaz-Habben | 6897321 | 4 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lacey Diaz-Habben | 6897321 | 4 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lacey Diaz-Habben | 6897321 | 4 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lacey Diaz-Habben | 6897321 | 4 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deborah A Kloeblen | 5833865 | 1 | 04/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |