Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Trewitt | 1364490 | 20 | 02/03/2017 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Drew A Marchitello | 2056506 | 5 | 04/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 09/07/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Paul Kress | 275453 | 3 | 03/27/2012 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Dean Keller | 1704074 | 1 | 12/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Drew A Marchitello | 2056506 | 5 | 05/15/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Kress | 275453 | 3 | 05/22/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Paul Kress | 275453 | 3 | 11/29/2001 | Customer Dispute | Award / Judgment | $5,000,000.00 | $960,000.00 | See FINRA Report |
| Drew A Marchitello | 2056506 | 5 | 12/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |