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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Andrew Trewitt13644902004/13/2018Customer DisputeSettled$400,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902004/13/2018Customer DisputeSettled$500,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902004/13/2018Customer DisputeSettled$150,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902003/20/2018Customer DisputeSettled$100,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902008/23/2017Customer DisputeSettled$213,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902008/23/2017Customer DisputeSettled$84,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902008/14/2017Customer DisputeSettled$60,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902006/09/2017Customer DisputeSettled$499,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902006/05/2017Customer DisputeSettled$800,000.00$0.00See FINRA Report
Mark Andrew Trewitt13644902002/06/2017Customer DisputeSettled$350,000.00$0.00See FINRA Report

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