Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Trewitt | 1364490 | 20 | 04/13/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 03/20/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 08/23/2017 | Customer Dispute | Settled | $213,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 08/23/2017 | Customer Dispute | Settled | $84,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 08/14/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 06/09/2017 | Customer Dispute | Settled | $499,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 06/05/2017 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 02/06/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 09/07/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Paul Kress | 275453 | 3 | 05/22/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |