Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew A Marchitello | 2056506 | 5 | 05/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Drew A Marchitello | 2056506 | 5 | 10/20/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 10/15/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 11/18/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 06/06/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 10/06/2018 | Customer Dispute | Settled | $1,954,300.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 07/10/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 06/13/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 05/22/2018 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Trewitt | 1364490 | 20 | 04/13/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |