Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alpine Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Manlio Quintero | 1676250 | 10 | 01/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 11/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Manlio Quintero | 1676250 | 10 | 05/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 11/25/2008 | Customer Dispute | Award / Judgment | $606,400.00 | $990,000.00 | See FINRA Report |
| Arthur Manlio Quintero | 1676250 | 10 | 04/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 03/28/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Barton Summers | 1961071 | 2 | 08/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Barton Summers | 1961071 | 2 | 05/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |