Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alpine Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Patrick Walsh | 1519958 | 1 | 08/10/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Arthur Manlio Quintero | 1676250 | 10 | 07/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 05/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Manlio Quintero | 1676250 | 10 | 06/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Joseph Slavinsky | 2807658 | 1 | 12/06/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Dewayne Cupp | 3193065 | 4 | 09/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Dewayne Cupp | 3193065 | 4 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Dewayne Cupp | 3193065 | 4 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Dewayne Cupp | 3193065 | 4 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |