Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernie Jerome Manard | 1439858 | 1 | 12/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Sledz | 5770818 | 3 | 08/20/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Sledz | 5770818 | 3 | 08/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Sledz | 5770818 | 3 | 06/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |