Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Cebron Thompson | 4350479 | 7 | 02/29/2024 | Customer Dispute | Pending | $336,002.00 | $0.00 | See FINRA Report |
| Craig Murchison McDaniel | 1087979 | 5 | 02/15/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Craig Murchison McDaniel | 1087979 | 5 | 02/09/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Tammie Lyn Farrell | 2475931 | 6 | 10/30/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Allen Wilke | 2258159 | 1 | 10/09/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 10/06/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Dewey Jackson | 2351290 | 4 | 08/24/2023 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| Craig Murchison McDaniel | 1087979 | 5 | 07/25/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Tammie Lyn Farrell | 2475931 | 6 | 02/16/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Craig Murchison McDaniel | 1087979 | 5 | 01/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |