Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Allen Wilke | 2258159 | 1 | 10/09/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
Eugene Cebron Thompson | 4350479 | 7 | 10/06/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Joseph Dewey Jackson | 2351290 | 4 | 08/24/2023 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
Craig Murchison McDaniel | 1087979 | 5 | 07/25/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
Wayne Spencer Hill | 1692976 | 1 | 09/20/2022 | Customer Dispute | Pending | $277,000.00 | $0.00 | See FINRA Report |