Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Dale Hill | 3026060 | 2 | 01/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Scott Monaghan | 2890309 | 2 | 08/14/2009 | Customer Dispute | Settled | $201,605.00 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 06/16/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Troy Dale Hill | 3026060 | 2 | 03/18/2009 | Customer Dispute | Denied | $14,924.90 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 10/14/2008 | Customer Dispute | Denied | $13,581.00 | $0.00 | See FINRA Report |
| Charles William Pendergraft | 2097909 | 3 | 10/13/2008 | Customer Dispute | Denied | $27,679.90 | $0.00 | See FINRA Report |
| Erik Edward Babocsi | 2957828 | 1 | 09/23/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 07/21/2008 | Customer Dispute | Withdrawn | $19,205.00 | $0.00 | See FINRA Report |
| Edward John Sabo | 3241060 | 3 | 06/25/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward John Sabo | 3241060 | 3 | 03/10/2008 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |