Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Eades | 2357818 | 3 | 02/05/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Marshall Culp | 2636902 | 2 | 01/23/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 01/23/2017 | Customer Dispute | Settled | $5,628.52 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 03/21/2016 | Customer Dispute | Closed-No Action | $33,907.00 | $0.00 | See FINRA Report |
| Mark Walter Maurer | 2897315 | 1 | 05/11/2015 | Customer Dispute | Settled | $72,023.40 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 02/10/2015 | Customer Dispute | Closed-No Action | $275,000.00 | $0.00 | See FINRA Report |
| Jonathan Averille Wolfsohn | 1245652 | 1 | 01/29/2015 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Clifford Darrell Sorel | 1545457 | 2 | 05/11/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 03/23/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| George Gregory Hicks | 1424975 | 3 | 08/31/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |