Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick W Monahan | 5839545 | 1 | 04/17/2013 | Customer Dispute | Settled | $12,091.00 | $0.00 | See FINRA Report |
| Matthew J Haywood | 5793596 | 1 | 04/17/2013 | Customer Dispute | Settled | $12,091.00 | $0.00 | See FINRA Report |
| Jacob Daniel Steingrubey | 5548658 | 1 | 07/26/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Andrew Zabrowski | 4203094 | 1 | 01/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy William Elafros | 1955654 | 1 | 07/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |