Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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Richard Lewis Williams | 2071231 | 1 | 03/25/2010 | Customer Dispute | Withdrawn | $114,000.00 | $0.00 | See FINRA Report |