Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sadeer Thomas Jamil | 4174955 | 1 | 02/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Vissotski | 2538683 | 1 | 02/08/2011 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Mazzola | 4194372 | 1 | 02/08/2011 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Michael August Maley | 317834 | 3 | 03/02/2010 | Customer Dispute | Settled | $494,000.00 | $0.00 | See FINRA Report |
| Matthew Raymond Doering | 2466065 | 1 | 04/21/2008 | Customer Dispute | Settled | $5,340.19 | $0.00 | See FINRA Report |
| Michael August Maley | 317834 | 3 | 05/11/1994 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Michael August Maley | 317834 | 3 | 03/07/1992 | Customer Dispute | Award / Judgment | $85,000.00 | $35,000.00 | See FINRA Report |