Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Synergy Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Angelo Bivens | 2358108 | 3 | 12/15/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Pierre Ngoc Ngo | 1519944 | 1 | 08/12/2012 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| Manfred Dieter Wunderlich | 853232 | 4 | 04/15/2004 | Customer Dispute | Closed-No Action | $13,311.00 | $0.00 | See FINRA Report |
| Manfred Dieter Wunderlich | 853232 | 4 | 10/01/2003 | Customer Dispute | Settled | $2,584,760.00 | $0.00 | See FINRA Report |
| Manfred Dieter Wunderlich | 853232 | 4 | 01/03/2003 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Manfred Dieter Wunderlich | 853232 | 4 | 03/29/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |