Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Synergy Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Eric Seel | 1759698 | 4 | 03/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Angelo Bivens | 2358108 | 3 | 12/15/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| John Eric Seel | 1759698 | 4 | 07/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard George Hanson | 1350953 | 4 | 02/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pierre Ngoc Ngo | 1519944 | 1 | 08/12/2012 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| Ralph James Romano | 812348 | 1 | 07/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard George Hanson | 1350953 | 4 | 01/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard George Hanson | 1350953 | 4 | 01/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Eric Seel | 1759698 | 4 | 08/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Eric Seel | 1759698 | 4 | 06/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |