Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Hawley Tapping | 6237297 | 2 | 07/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Homer Lynn Gary Baird | 2395659 | 5 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lavern Swires | 4610740 | 3 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lavern Swires | 4610740 | 3 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Howard Dennis | 1085381 | 2 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Elroy Barth | 2466996 | 4 | 12/19/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Stephen Howard Dennis | 1085381 | 2 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Odaniel Kelley | 2394145 | 6 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Alex Johnson | 3096307 | 1 | 10/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin David Ellenbecker | 6718219 | 1 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |