Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Samuel Hennessey | 1863816 | 2 | 01/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 08/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fate Kellum Spurlock | 1261522 | 2 | 02/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Lawrence Guhlin | 812358 | 1 | 07/05/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Valone | 2517647 | 4 | 10/08/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Valone | 2517647 | 4 | 10/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Maldonado | 1629020 | 1 | 06/06/1961 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |